Unlock Your Business Potential

At The Compliance Plan, we empower small to medium-sized insurance agencies to deliver top-tier compliance solutions to their clients without the burden of building an in-house compliance department. By partnering with us, you can provide your clients with the security of expertly managed employee benefit plans, fully compliant with ACA, DOL, and Medicare regulations. 

Why Compliance Matters for Your Agency

Compliance with employee benefits regulations is non-negotiable, but it’s often used as a weapon by larger firms with dedicated compliance teams. Smaller agencies face the challenge of meeting the same stringent standards without the resources to staff compliance experts year-round. That’s where The Compliance Plan comes in. Our specialized expertise levels the playing field, allowing you to:

• Deliver Superior Solutions: Offer clients comprehensive compliance services, from Summary Plan Descriptions (SPDs) to COBRA notices, backed by our network of seasoned professionals.

• Provide Peace of Mind: Assure clients that their plans are double-checked by a firm solely focused on compliance, reducing risks ike penalties (e.g., up to $120/day for SPD non-compliance) or lawsuits.

• Market a Competitive Edge: Stand out when pitching to potential clients by showcasing your partnership with a trusted compliance specialist, giving you a powerful selling point against larger competitors.

The Compliance Plan Advantage

Founded on efficiency and affordability, The Compliance Plan is designed to help your agency thrive. By outsourcing compliance to us, you can focus on what you do best—serving your clients—while we handle the complexities of regulatory requirements. Here’s how we help:

• Expert Compliance Support: Our team ensures your clients’ benefit plans meet all ACA, DOL, and Medicare standards, including SPDs, Summary of Benefits and Coverage (SBCs), and Participant Fee Disclosures.

• Cost-Effective Solutions: Avoid the high costs of hiring full-time compliance staff. Our streamlined services provide the same level of expertise at a fraction of the cost, allowing you to offer competitive pricing to your clients.

• Timely and Accurate Deliverables: We meet critical deadlines, such as 90 days for SPD distribution or 14–44 days for COBRA Qualifying Event Notices, ensuring compliance without delays.

• Scalable Partnership: Whether you serve a handful of clients or dozens, our flexible services scale to meet your needs, from new document reviews to ongoing compliance management.

A Marketable Partnership for Growth

Partnering with The Compliance Plan gives your agency a unique selling proposition to attract and retain clients. When pitching to potential clients, you can confidently highlight:

• Specialized Expertise: “Our partnership with The  Compliance Plan ensures your benefit plans are meticulously reviewed by compliance specialists, keeping you safe from regulatory risks.”

• Client Security: “We go beyond standard insurance services by offering compliance oversight that rivals larger firms, giving you peace of mind.”

• Affordable Excellence: “With The Compliance Plan, you get enterprise-level compliance solutions without the enterprise price tag, keeping your costs low and your plans compliant.”

Efficiency Drives Affordability

At The Compliance Plan, we believe that efficiency is the key to affordability. The more streamlined our compliance processes, the more value we deliver to your agency and your clients. By leveraging our expertise, you can:

• Eliminate the need for costly in-house compliance staff, reducing overhead expenses.

• Offer clients high-quality compliance services without passing on extra costs.

• Focus on building client relationships while we handle the regulatory heavy lifting.

Success Stories

• A 10-Agent Agency in Ohio: By partnering with us, this agency secured a major client by showcasing our compliance expertise, outbidding a larger competitor without increasing fees.

• A Growing Firm in Texas: We helped a medium-sized agency streamline COBRA and SBC processes, saving them 20 hours monthly and boosting client satisfaction.

Join Our Network of Success

Ready to enhance your agency’s offerings and compete with larger firms? Partner with The Compliance Plan to deliver compliant, cost-effective solutions that your clients can trust.