ERISA Fiduciary Self-Assessment
Surface potential compliance gaps in three minutes.
Answer ten questions to identify areas that may deserve closer review, across five compliance domains — fiduciary governance, plan documents, claims and appeals, HIPAA privacy, and reporting and vendor oversight. No jargon, no login.
- Fiduciary governance
- Plan documents & disclosures
- Claims & appeals
- HIPAA privacy & security
- Reporting & vendor oversight
10 questions · about 3 minutes
This self-assessment is an educational screening tool. It may identify subjects that deserve closer review, but it does not determine whether a plan is compliant and is not legal, tax, or professional advice.
Next step
Talk through your results with an advisor.
A focused introductory conversation, when helpful, can put these areas in context — which to look at now, and which can wait for the next plan year.